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Summary:

This report examines the confluence of factors that led to the rise of dark pools; the potential benefits and costs of such trading; some regulatory and congressional concerns over dark pools; recent regulatory developments by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), which oversees broker-dealers; and some recent lawsuits and enforcement actions garnering significant media attention.

Author/Creator:

Shorter, Gary , author

Contributors:

Miller, Rena S. , author

Library of Congress > Congressional Research Service , issuing body, http://id.loc.gov/vocabulary/relators/isb

Languages:

English

Language Notes:

Item content: English

Main Work:

Dark Pools in Equity Trading: Policy Concerns and Recent Developments [by Shorter, G.]

Related Series:

CRS report for Congress; R43739

Subjects:

Trade

Brokers

Finance

Securities industry

United States

Physical Description:

1 online resource.

Digital Characteristics:

text file

Call Numbers:

LC 14.23 x: R43739

SuDocs Numbers:

LC 14.23 x: R43739

OCLC Numbers:

1055249009