Some items are only available on campus or will require authentication via EUID and Password at the point of use.

Advanced Search

Annual registration updating material for investment advisers

prepared by Division of Investment Management
Resource Type:
Journal/Periodical (Print/Paper)
Publication:
Washington, D.C. : U.S. Securities and Exchange Commission
Serial Holdings:
SYCAMORE LIBRARY US DOCUMENTS: Current edition

AvailabilityUpdate URL to this section

No items found. Please contact the Willis Library Service Desk for assistance

More Details

Contributors:
United States Securities and Exchange Commission > Division of Investment Management
Languages:
English
Language Notes:
Item content: English
Publication Frequency:
Annual
Subjects:
Investment advisors — Legal status, laws, etc. — United States
Securities industry — Law and legislation — United States
Disclosure of information — Law and legislation — United States
Investment advisors — Legal status, laws, etc.
Investment advisors
Securities industry — Law and legislation
Securities industry
Disclosure of information — Law and legislation
Disclosure of information
United States
General Notes:
Description based on: Jan. 1992; title from cover.
Physical Description:
volumes ; 28 cm
Call Numbers:
SE 1.2:R 26/
SuDocs Numbers:
SE 1.2:R 26/
Library of Congress Control Numbers:
93644500
OCLC Numbers:
28460878